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| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL |
- -------------- WASHINGTON, D.C. 20549 ------------------------------
| OMB Number: 3235-0104 |
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES ------------------------------
| Expires: January 31, 2005 |
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Filed pursuant to Section 16(a) of the Securities Exchange Act | Estimated average burden |
of 1934, Section 17(a) of the Public Utility Holding Company | hours per response....0.5 |
Act of 1935 or Section 30(h) of the Investment Company Act of 1940 ------------------------------
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol
Requiring
Statement Lyondell Chemical Company
Occidental Petroleum Corporation (Month/Day/ LYO
- ---------------------------------------- Year) ---------------------------------------------------------------------
(Last) (First) (Middle) 5. Relationship of Reporting 6. If Amendment, Date of
08/22/2002 Person(s) to Issuer Original (Month/Year)
----------------- (Check all applicable)
10889 Wilshire Boulevard 3. I.R.S.
- ---------------------------------------- Identification Director X 10% Owner ----------------------------
(Street) Number of --- --- 7. Individual or Joint/Group
Reporting Officer (give Other (specify Filing (Check Applicable
Person, if an --- title below) --- below) Line)
Los Angeles California 90024 Entity
- ---------------------------------------- (voluntary) Form Filed by One
(City) (State) (Zip) --- Reporting Person
95-4035997 X Form Filed by More Than
---------------------------------- --- One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
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1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial
(Instr. 3) Beneficially Owned Direct (D) or Indirect (I) Ownership
(Instr. 4) (Instr. 5)
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Series B Common Stock 34,000,000 I by wholly owned subsidiary (1)
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Page 1 of 4
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS,
OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Date Exercisable and 3. Title and Amount of Underlying 4. Conversion 5. Ownership 6. Nature of
Security Expiration Date Securities or Exer- Form of Indirect
(Instr. 3) (Month/Day/Year (Instr. 3 and 4) cise Price Derivative Beneficial
of Deriv- Security: Ownership
----------------------- --------------------------------- ative Direct (D) (Instr. 4)
Date Expir- Amount or Security or Indir-
Exer- ation Title Number of ect (I)
cisable Date Shares (Instr. 5)
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Warrants Immed- 08/22/2007 Common Stock 5,000,000 $25.0000 I by indirect
iately wholly owned
subsid-
iary (1)
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Explanation of Responses:
(1) Owned by Occidental Chemical Holding Corporation, an indirect wholly-owned subsidiary of Occidental Petroleum Corporation.
OCCIDENTAL PETROLEUM CORPORATION
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). By:/s/ J. R. HAVERT September 3, 2002
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**Signature of Reporting Person Date
Note: File three copies of this Form, on of which must be manually Name: J. R. Havert
signed. If space is insufficient, see Instruction 6 for Title: Vice President and
procedure. Treasurer
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
Page 2 of 4
JOINT FILER INFORMATION
Name: Occidental Chemical Holding Corporation
Address: 10889 Wilshire Boulevard
Los Angeles, California 90024
Designated Filer: Occidental Petroleum Corporation
Issuer & Ticker Symbol: Lyondell Chemical Company (LYO)
Date of Event Requiring Statement: August 22, 2002
Signature: OCCIDENTAL CHEMICAL HOLDING CORPORATION
By: /s/ J. R. HAVERT
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Name: J. R. Havert
Title: Vice President and Treasurer
Page 3 of 4
JOINT FILER INFORMATION
Name: Occidental Petroleum Investment Co.
Address: 10889 Wilshire Boulevard
Los Angeles, California 90024
Designated Filer: Occidental Petroleum Corporation
Issuer & Ticker Symbol: Lyondell Chemical Company (LYO)
Date of Event Requiring Statement: August 22, 2002
Signature: OCCIDENTAL PETROLEUM INVESTMENT CO.
By: /s/ J. R. HAVERT
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Name: J. R. Havert
Title: Vice President and Treasurer
Page 4 of 4
